• IEC/ISO 31010:2009

    Superseded A superseded Standard is one, which is fully replaced by another Standard, which is a new edition of the same Standard.

    Risk management - Risk assessment techniques

    Available format(s):  Hardcopy, PDF, PDF 3 Users, PDF 5 Users, PDF 9 Users

    Superseded date:  31-12-2021

    Language(s):  English, English - French

    Published date:  27-11-2009

    Publisher:  International Electrotechnical Committee

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    Table of Contents - (Show below) - (Hide below)

    FOREWORD
    INTRODUCTION
    1 Scope
    2 Normative references
    3 Terms and definitions
    4 Risk assessment concepts
    5 Risk assessment process
    6 Selection of risk assessment techniques
    Annex A (informative) - Comparison of risk assessment techniques
    Annex B (informative) - Risk assessment techniques
    Bibliography

    Abstract - (Show below) - (Hide below)

    IEC/ISO 31010:2009 is a dual logo IEC/ISO supporting standard for ISO 31000 and provides guidance on selection and application of systematic techniques for risk assessment. This standard is not intended for certification, regulatory or contractual use. NOTE: This standard does not deal specifically with safety. It is a generic risk management standard and any references to safety are purely of an informative nature. Guidance on the introduction of safety aspects into IEC standards is laid down in ISO/IEC Guide 51.

    General Product Information - (Show below) - (Hide below)

    Committee TC 56
    Development Note Stability Date: 2015. Supersedes IEC 60300-3-9. (03/2011)
    Document Type Standard
    Publisher International Electrotechnical Committee
    Status Superseded
    Superseded By
    Supersedes

    Standards Referenced By This Book - (Show below) - (Hide below)

    PD IEC/TR 63039:2016 Probabilistic risk analysis of technological systems. Estimation of final event rate at a given initial state
    BS EN 62673:2013 Methodology for communication network dependability assessment and assurance
    PD IEC/TS 62239-2:2017 Process management for avionics. Management plan Preparation and maintenance of an electronic COTS assembly management plan
    PD ISO/TS 24520:2017 Service activities relating to drinking water supply systems and wastewater systems. Crisis management. Good practice for technical aspects
    14/30267079 DC : 0 BS EN 62740 - ROOT CAUSE ANALYSIS (RCA)
    13/30280036 DC : 0 BS IEC 62198 ED 2.0 - PROJECT RISK MANAGEMENT - APPLICATION GUIDELINES
    BS ISO 21101:2014 Adventure tourism. Safety management systems. Requirements
    18/30373170 DC : 0 BS EN 62668-2 - PROCESS MANAGEMENT FOR AVIONICS - COUNTERFEIT PREVENTION - PART 2: MANAGING ELECTRONIC COMPONENTS FROM NON-FRANCHISED SOURCES
    S.R. CLC/TR 60079-33:2015 EXPLOSIVE ATMOSPHERES - PART 33: EQUIPMENT PROTECTION BY SPECIAL PROTECTION 'S'
    CEI EN 60300-3-12 : 2012 DEPENDABILITY MANAGEMENT - PART 3-12: APPLICATION GUIDE - INTEGRATED LOGISTIC SUPPORT
    PD ISO/IEC TS 17021-6:2014 Conformity assessment. Requirements for bodies providing audit and certification of management systems Competence requirements for auditing and certification of business continuity management systems
    DIN EN ISO 13127:2013-03 Packaging - Child resistant packaging - Mechanical test methods for reclosable child resistant packaging systems (ISO 13127:2012 + Cor. 1:2012) (includes Corrigendum :2012)
    UNE-ISO 31000:2018 Risk management. Guidelines
    PD ISO/TR 18786:2014 Health and safety in welding. Guidelines for risk assessment of welding fabrication activities
    BS EN 62502:2011 Analysis techniques for dependability. Event tree analysis (ETA)
    17/30337986 DC : 0 BS EN ISO 20815 - PETROLEUM, PETROCHEMICAL AND NATURAL GAS INDUSTRIES - PRODUCTION ASSURANCE AND RELIABILITY MANAGEMENT
    BS EN 62198:2014 Managing risk in projects. Application guidelines
    17/30354844 DC : 0 BS ISO 55002 - ASSET MANAGEMENT - MANAGEMENT SYSTEMS - GUIDELINES FOR THE APPLICATION OF ISO 55001
    PREN 50600-2-5 : DRAFT 2012 BS EN 50600-2-5 - DATA CENTRE FACILITIES AND INFRASTRUCTURES - PART 2-5: SECURITY SYSTEMS
    CSA Q31001:2011 IMPLEMENTATION GUIDE TO CAN/CSA-ISO 31000, RISK MANAGEMENT - PRINCIPLES AND GUIDELINES
    IEC 60079-33:2012 Explosive atmospheres - Part 33: Equipment protection by special protection 's'
    CEI EN 50600-1 : 2014 INFORMATION TECHNOLOGY - DATA CENTRE FACILITIES AND INFRASTRUCTURES - PART 1: GENERAL CONCEPTS
    CSA Q31001 : 2011 : R2015 IMPLEMENTATION GUIDE TO CAN/CSA-ISO 31000, RISK MANAGEMENT - PRINCIPLES AND GUIDELINES
    ANSI TR 31004 : 2014 RISK MANAGEMENT - GUIDANCE FOR THE IMPLEMENTATION OF ISO 31000
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    I.S. EN 61882:2016 HAZARD AND OPERABILITY STUDIES (HAZOP STUDIES) - APPLICATION GUIDE
    UNE-ISO 21101:2015 Adventure tourism. Safety management systems. Requirements.
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    UNE-EN 62198:2015 Managing risk in projects - Application guidelines
    CSA ISO TR 31004 : 2014 RISK MANAGEMENT - GUIDANCE FOR THE IMPLEMENTATION OF ISO 31000
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    ISO 13702:2015 Petroleum and natural gas industries — Control and mitigation of fires and explosions on offshore production installations — Requirements and guidelines
    IEC 62673:2013 Methodology for communication network dependability assessment and assurance
    CLC/TR 60079-33:2015 Explosive atmospheres - Part 33: Equipment protection by special protection 's'
    EN 60300-3-12:2011 Dependability management - Part 3-12: Application guide - Integrated logistic support
    EN 62741:2015 Demonstration of dependability requirements - The dependability case
    CEN ISO/TS 16530-2:2015 Well integrity - Part 2: Well integrity for the operational phase (ISO/TS 16530-2:2014)
    EN 62673 : 2013 METHODOLOGY FOR COMMUNICATION NETWORK DEPENDABILITY ASSESSMENT AND ASSURANCE (IEC 62673:2013)
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    CEN/TS 16850:2015 Societal and Citizen Security - Guidance for managing security in healthcare facilities
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    BS EN 60300-3-12:2011 Dependability management Application guide. Integrated logistic support
    BS ISO 24516-1:2016 Guidelines for the management of assets of water supply and wastewater systems Drinking water distribution networks
    BS EN 62741:2015 Demonstration of dependability requirements. The dependability case
    I.S. EN 62741:2015 DEMONSTRATION OF DEPENDABILITY REQUIREMENTS - THE DEPENDABILITY CASE
    ISO 31000:2018 Risk management — Guidelines
    IEC 61882:2016 RLV Hazard and operability studies (HAZOP studies) - Application guide
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    I.S. EN 50600-1:2012 INFORMATION TECHNOLOGY - DATA CENTER FACILITIES AND INFRASTRUCTURES - PART 1: GENERAL CONCEPTS
    I.S. EN ISO 13127:2012 PACKAGING - CHILD RESISTANT PACKAGING - MECHANICAL TEST METHODS FOR RECLOSABLE CHILD RESISTANT PACKAGING SYSTEMS (ISO 13127:2012)
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    EN 16991:2018 Risk-based inspection framework
    I.S. EN ISO 14224:2016 PETROLEUM, PETROCHEMICAL AND NATURAL GAS INDUSTRIES - COLLECTION AND EXCHANGE OF RELIABILITY AND MAINTENANCE DATA FOR EQUIPMENT (ISO 14224:2016)
    I.S. EN ISO 13702:2015 PETROLEUM AND NATURAL GAS INDUSTRIES - CONTROL AND MITIGATION OF FIRES AND EXPLOSIONS ON OFFSHORE PRODUCTION INSTALLATIONS - REQUIREMENTS AND GUIDELINES (ISO 13702:2015)
    IEC 61882:2016 Hazard and operability studies (HAZOP studies) - Application guide
    VDI 4007:2012-06 Reliability goals - Determination, check, review, certificate
    ISO 30409:2016 Human resource management — Workforce planning
    ISO 15686-5:2017 Buildings and constructed assets — Service life planning — Part 5: Life-cycle costing
    I.S. EN ISO/IEC 17021-1:2015 CONFORMITY ASSESSMENT - REQUIREMENTS FOR BODIES PROVIDING AUDIT AND CERTIFICATION OF MANAGEMENT SYSTEMS - PART 1: REQUIREMENTS (ISO/IEC 17021-1:2015)
    16/30319974 DC : 0 BS ISO 22319 - SECURITY AND RESILIENCE - GUIDELINES FOR PLANNING THE INVOLVEMENT OF SPONTANEOUS VOLUNTEERS
    BS ISO 15686-5:2017 Buildings and constructed assets. Service life planning Life-cycle costing
    BS ISO 22315 : 2014 SOCIETAL SECURITY - MASS EVACUATION - GUIDELINES FOR PLANNING
    BS ISO 30302:2015 Information and documentation. Management systems for records. Guidelines for implementation
    PD ISO/TS 16901:2015 Guidance on performing risk assessment in the design of onshore LNG installations including the ship/shore interface
    BS ISO 22319:2017 Security and resilience. Community resilience. Guidelines for planning the involvement of spontaneous volunteers
    BS ISO 55000:2014 Asset management Overview, principles and terminology
    UNE-EN ISO 13127:2013 Packaging - Child resistant packaging - Mechanical test methods for reclosable child resistant packaging systems (ISO 13127:2012)
    ISO 22315:2014 Societal security Mass evacuation Guidelines for planning
    17/30316205 DC : 0 BS IEC 62853 ED1.0 - OPEN SYSTEMS DEPENDABILITY
    CEI EN 62502 : 2012 ANALYSIS TECHNIQUES FOR DEPENDABILITY - EVENT TREE ANALYSIS (ETA)
    12/30244969 DC : 0 BS ISO 55001 - ASSET MANAGEMENT - MANAGEMENT SYSTEMS - REQUIREMENTS
    17/30358995 DC : 0 BS ISO 45001 - OCCUPATIONAL HEALTH AND SAFETY MANAGEMENT SYSTEMS - REQUIREMENTS WITH GUIDANCE FOR USE
    BIS IS/ISO 31000 : 2009 RISK MANAGEMENT - PRINCIPLES AND GUIDELINES
    CSA ISO/IEC 27031 : 2013 INFORMATION TECHNOLOGY - SECURITY TECHNIQUES - GUIDELINES FOR INFORMATION AND COMMUNICATION TECHNOLOGY READINESS FOR BUSINESS CONTINUITY
    IEC TS 62239-2:2017 Process management for avionics - Management plan - Part 2: Preparation and maintenance of an electronic COTS assembly management plan
    S.R. CEN ISO/TS 16530-2:2015 WELL INTEGRITY - PART 2: WELL INTEGRITY FOR THE OPERATIONAL PHASE (ISO/TS 16530-2:2014)
    I.S. EN 62673:2013 METHODOLOGY FOR COMMUNICATION NETWORK DEPENDABILITY ASSESSMENT AND ASSURANCE (IEC 62673:2013 (EQV))
    ISO 16924:2016 Natural gas fuelling stations — LNG stations for fuelling vehicles
    I.S. EN IEC 62820-2:2018 BUILDING INTERCOM SYSTEMS - PART 2: REQUIREMENTS FOR ADVANCED SECURITY BUILDING INTERCOM SYSTEMS (ASBIS)
    ANSI/ASSE Z590.3 : 2011 PREVENTION THROUGH DESIGN GUIDELINES FOR ADDRESSING OCCUPATIONAL HAZARDS AND RISKS IN DESIGN AND REDESIGN PROCESSES
    I.S. ISO 31000:2009 RISK MANAGEMENT - PRINCIPLES AND GUIDELINES
    ANSI/ASSE Z690.3 : 2011 RISK ASSESSMENT TECHNIQUES
    UNI EN ISO 13127 : 2012 PACKAGING - CHILD RESISTANT PACKAGING - MECHANICAL TEST METHODS FOR RECLOSABLE CHILD RESISTANT PACKAGING SYSTEMS
    ISO/TR 31004:2013 Risk management — Guidance for the implementation of ISO 31000
    ISO 22397:2014 Societal security Guidelines for establishing partnering arrangements
    IEC 60300-3-3:2017 Dependability management - Part 3-3: Application guide - Life cycle costing
    I.S. EN 60300-3-12:2011 DEPENDABILITY MANAGEMENT - PART 3-12: APPLICATION GUIDE - INTEGRATED LOGISTIC SUPPORT
    UNE-EN 60300-3-12:2014 Dependability management - Part 3-12: Application guide - Integrated logistic support
    BS EN ISO 13702:2015 Petroleum and natural gas industries. Control and mitigation of fires and explosions on offshore production installations. Requirements and guidelines
    ISO 14224:2016 Petroleum, petrochemical and natural gas industries Collection and exchange of reliability and maintenance data for equipment
    EN ISO/IEC 17021-1:2015 Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements (ISO/IEC 17021-1:2015)
    UNI ISO 13053-2 : 2014 QUANTITATIVE METHODS IN PROCESS IMPROVEMENT - SIX SIGMA - PART 2: TOOLS AND TECHNIQUES
    BS ISO 55001:2014 Asset management. Management systems. Requirements
    16/30337806 DC : 0 BS EN 16991 - RISK BASED INSPECTION FRAMEWORK (RBIF)
    PD ISO/TS 18683:2015 Guidelines for systems and installations for supply of LNG as fuel to ships
    08/30182164 DC : DRAFT MAY 2008 BS ISO 31000 - RISK MANAGEMENT - PRINCIPLES AND GUIDELINES ON IMPLEMENTATION
    12/30274114 DC : 0 BS EN 50600-2-5 - DATA CENTRE FACILITIES AND INFRASTRUCTURES - PART 2-5: SECURITY SYSTEMS
    12/30244972 DC : 0 BS ISO 55002 - ASSET MANAGEMENT - MANAGEMENT SYSTEMS - GUIDELINES FOR THE APPLICATION OF ISO 55001
    BIP 0071 : 2014 GUIDELINES ON REQUIREMENTS AND PREPARATION FOR ISMS CERTIFICATION BASED ON ISO/IEC 27001
    ISO 20426:2018 Guidelines for health risk assessment and management for non-potable water reuse
    UNE-EN 61882:2017 Hazard and operability studies (HAZOP studies) - Application guide
    BS EN 61882:2016 Hazard and operability studies (HAZOP studies). Application guide
    15/30309554 DC : 0 BS EN 61882 - HAZARD AND OPERABILITY STUDIES (HAZOP STUDIES) - APPLICATION GUIDE
    11/30257232 DC : 0 BS EN 50600-1 - INFORMATION TECHNOLOGY - DATA CENTRE FACILITIES AND INFRASTRUCTURES - PART 1: GENERAL CONCEPTS
    BS EN ISO/IEC 17021-1:2015 Conformity assessment. Requirements for bodies providing audit and certification of management systems Requirements
    DIN SPEC 91087 : 2016 WELL INTEGRITY - PART 2: WELL INTEGRITY FOR THE OPERATIONAL PHASE (ISO/TS 16530-2:2014)
    BS ISO/IEC 27031:2011 Information technology. Security techniques. Guidelines for information and communication technology readiness for business continuity
    DIN CEN ISO/TS 16530-2;DIN SPEC 91087:2016-05 WELL INTEGRITY - PART 2: WELL INTEGRITY FOR THE OPERATIONAL PHASE (ISO/TS 16530-2:2014)
    12/30263521 DC : 0 BS EN 62673 - METHODOLOGY FOR COMMUNICATION NETWORK DEPENDABILITY ASSESSMENT AND ASSURANCE
    BIP 3093 : 2013 THE RISK MANAGEMENT STANDARDS AND GUIDANCE COLLECTION
    ISO 55000:2014 Asset management Overview, principles and terminology
    BS EN 60300-3-3:2017 Dependability management Application guide. Life cycle costing
    16/30326000 DC : 0 BS ISO/IEC 19770-1 - INFORMATION TECHNOLOGY - IT ASSET MANAGEMENT - PART 1: IT ASSET MANAGEMENT SYSTEMS - REQUIREMENTS
    BS ISO/IEC 25022:2016 Systems and software engineering. Systems and software quality requirements and evaluation (SQuaRE). Measurement of quality in use
    I.S. EN 16991:2018 RISK-BASED INSPECTION FRAMEWORK
    I.S. EN ISO 16924:2018 NATURAL GAS FUELLING STATIONS - LNG STATIONS FOR FUELLING VEHICLES (ISO 16924:2016)
    ANSI/ASSE Z690 PACKAGE : 2011 ANSI/ASSE Z690.1-2011 - VOCABULARY FOR RISK MANAGEMENT; ANSI/ASSE Z690.2-2011 - RISK MANAGEMENT - PRINCIPLES AND GUIDELINES; ANSI/ASSE Z690.3-2011 - RISK ASSESSMENT TECHNIQUES; ISO/ANSI/ASSE/TR-31004-2014 (Z690 TR-2014) RISK MANAGEMENT-GUIDANCE FOR THE IMPLEMENTATION OF ISO 31004
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    ISO/TS 16901:2015 Guidance on performing risk assessment in the design of onshore LNG installations including the ship/shore interface
    I.S. EN ISO 15378:2017 PRIMARY PACKAGING MATERIALS FOR MEDICINAL PRODUCTS - PARTICULAR REQUIREMENTS FOR THE APPLICATION OF ISO 9001:2015, WITH REFERENCE TO GOOD MANUFACTURING PRACTICE (GMP) (ISO 15378:2017)
    ISO 30302:2015 Information and documentation Management systems for records Guidelines for implementation
    IEC 62820-2:2017 Building intercom systems - Part 2: Requirements for advanced security building intercom systems (ASBIS)
    I.S. EN 60300-3-3:2017 DEPENDABILITY MANAGEMENT - PART 3-3: APPLICATION GUIDE - LIFE CYCLE COSTING
    IEC 62820-3-2:2018 Building intercom systems - Part 3-2: Application guidelines - Advanced security building intercom systems (ASBIS)
    BS EN ISO 17776:2016 Petroleum and natural gas industries. Offshore production installations. Major Accident hazard management during the design of new installations
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    IEC 62741:2015 Demonstration of dependability requirements - The dependability case
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    IEC 62502:2010 Analysis techniques for dependability - Event tree analysis (ETA)
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    ISO 17776:2016 Petroleum and natural gas industries Offshore production installations Major accident hazard management during the design of new installations
    IEC 62198:2013 Managing risk in projects - Application guidelines
    UNE-ISO/TR 18128:2014 IN Information and documentation — Risk assessment for records processes and systems.
    PD CLC/TR 60079-33:2015 Explosive atmospheres Equipment protection by special protection \'s\'
    IEC 62740:2015 Root cause analysis (RCA)
    BS IEC 60079-33 : 2012 EXPLOSIVE ATMOSPHERES - PART 33: EQUIPMENT PROTECTION BY SPECIAL PROTECTION 'S'
    ISO/IEC 17021-1:2015 Conformity assessment Requirements for bodies providing audit and certification of management systems Part 1: Requirements
    EN 62502 : 2010 ANALYSIS TECHNIQUES FOR DEPENDABILITY - EVENT TREE ANALYSIS (ETA)
    EN ISO 16923:2018 Natural gas fuelling stations - CNG stations for fuelling vehicles (ISO 16923:2016)
    EN ISO 13127:2012/AC:2012 PACKAGING - CHILD RESISTANT PACKAGING - MECHANICAL TEST METHODS FOR RECLOSABLE CHILD RESISTANT PACKAGING SYSTEMS (ISO 13127:2012)
    EN ISO 17776:2016 Petroleum and natural gas industries - Offshore production installations - Major Accident hazard management during the design of new installations (ISO 17776:2016)
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    PD CEN ISO/TS 16530-2:2015 Well integrity Well integrity for the operational phase
    BS EN ISO 16923:2018 Natural gas fuelling stations. CNG stations for fuelling vehicles
    ISO/IEC 27031:2011 Information technology Security techniques Guidelines for information and communication technology readiness for business continuity
    PREN 50600-1 : DRAFT 2011 INFORMATION TECHNOLOGY - DATA CENTRE FACILITIES AND INFRASTRUCTURES - PART 1: GENERAL CONCEPTS
    CAN/CSA-ISO/IEC 27031:13 (R2017) Information technology - Security techniques - Guidelines for information and communication technology readiness for business continuity (Adopted ISO/IEC 27031:2011, first edition, 2011-03-01)
    S408-11 Guidelines for the development of limit states design standards
    ISO/TR 18786:2014 Health and safety in welding Guidelines for risk assessment of welding fabrication activities
    UNE-EN 62741:2015 Demonstration of dependability requirements - The dependability case
    I.S. EN ISO 16923:2018 NATURAL GAS FUELLING STATIONS - CNG STATIONS FOR FUELLING VEHICLES (ISO 16923:2016)
    S.R. ISO/TS 9002:2016 QUALITY MANAGEMENT SYSTEMS - GUIDELINES FOR THE APPLICATION OF ISO 9001:2015
    S.R. CEN/TS 16850:2015 SOCIETAL AND CITIZEN SECURITY - GUIDANCE FOR MANAGING SECURITY IN HEALTHCARE FACILITIES
    UNE-ISO 13009:2016 Tourism and related services. Requirements and recommendations for beach operation
    ISO/TS 24520:2017 Service activities relating to drinking water supply systems and wastewater systems — Crisis management — Good practice for technical aspects
    ISO 24516-1:2016 Guidelines for the management of assets of water supply and wastewater systems — Part 1: Drinking water distribution networks
    I.S. EN 62198:2014 MANAGING RISK IN PROJECTS - APPLICATION GUIDELINES
    ISO 22319:2017 Security and resilience — Community resilience — Guidelines for planning the involvement of spontaneous volunteers
    ISO/TS 18683:2015 Guidelines for systems and installations for supply of LNG as fuel to ships
    ISO 55002:2014 Asset management Management systems Guidelines for the application of ISO 55001
    ISO 13009:2015 Tourism and related services Requirements and recommendations for beach operation
    ISO/IEC TS 17021-6:2014 Conformity assessment — Requirements for bodies providing audit and certification of management systems — Part 6: Competence requirements for auditing and certification of business continuity management systems
    ISO/TR 17427-6:2015 Intelligent transport systems Cooperative ITS Part 6: 'Core system' risk assessment methodology
    BS EN ISO 14224:2016 Petroleum, petrochemical and natural gas industries. Collection and exchange of reliability and maintenance data for equipment
    IEC 60300-3-12:2011 Dependability management - Part 3-12: Application guide - Integrated logistic support
    EN 61508-5:2010 Functional safety of electrical/electronic/programmable electronic safety-related systems - Part 5: Examples of methods for the determination of safety integrity levels
    EN 60300-3-3:2017 Dependability management - Part 3-3: Application guide - Life cycle costing
    EN ISO 13702:1999 Petroleum and natural gas industries - Control and migration of fires and explosions on offshore production installations - Requirements and guidelines (ISO 13702:1999)
    EN 62198:2014 Managing risk in projects - Application guidelines

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    ISO/IEC Guide 51:2014 Safety aspects Guidelines for their inclusion in standards
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