CFR 17 PART 1-40:2019

1 1.1 to 1.75 GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT 2 2.1 to 2.4 OFFICIAL SEAL 3 3.1 to 3.75 REGISTRATION 4 4.1 to 4.41 COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS 5 5.1 to 5.25 OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS7.1 REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION 8 [RESERVED] 5.1 to 5.25 OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS 7 7.1 REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION 8 [RESERVED] 9 9.1 to 9.33 RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS 10 7 7.1 REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION 8 [RESERVED] 9 9.1 to 9.33 RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS 10 10.1 to 10.114 RULES OF PRACTICE 11 11.1 to 11.8 17 17.00 to 17.04 REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS 18 16 16.00 to 16.07 REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES 17 17.00 to 17.04 REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS 18 18.00 to 18.06 REPORTS BY TRADERS 19 19.00 to 19.03-19.10 REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES 17 17.00 to 17.04 REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS 18 18.00 to 18.06 REPORTS BY TRADERS 19 19.00 to 19.03-19.10 REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS AND BY MERCHANTS AND DEALERS IN COTTON 20 LEVERAGE TRANSACTIONS 32 32.1 to 32.5 REGULATION OF COMMODITY OPTION TRANSACTIONS FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS 31 31.1-31.2 to 31.29 LEVERAGE TRANSACTIONS 32 32.1 to 32.5 REGULATION OF COMMODITY OPTION TRANSACTIONS 33 33.1 to 33.11 REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY 34 31.1-31.2 to 31.29 LEVERAGE TRANSACTIONS 32 32.1 to 32.5 REGULATION OF COMMODITY OPTION TRANSACTIONS 33 33.1 to 33.11 REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY 34 34.1 to 34.3 REGULATION OF HYBRID INSTRUMENTS 35 35.1 SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS) 36 [RESERVED] 37 37.1 to 37.1501 SWAP EXECUTION FACILITIES 38 38.1 to 38.1201 DESIGNATED CONTRACT MARKETS 39 39.1 to 39.42 DERIVATIVES CLEARING ORGANIZATIONS 40 40.1 to 40.12 PROVISIONS COMMON TO REGISTERED ENTITIES