BS ISO 22222:2005
Current
The latest, up-to-date edition.
Personal financial planning. Requirements for personal financial planners
Hardcopy , PDF
English
28-03-2006
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Foreword
Introduction
1 Scope
2 Normative references
3 Terms and definitions
4 Process
4.1 Personal financial planning process
4.2 Establishing and defining the client and personal
financial planner relationship
4.3 Gathering client data and determining goals and
expectations
4.4 Analysing and evaluating the client's financial
status
4.5 Developing and presenting the financial plan
4.6 Implementing the financial planning recommendations
4.7 Monitoring the financial plan and the financial
planning relationship
5 Ethics
5.1 Professional behaviour
5.2 Ethical principles
6 Competence
6.1 General requirements for competence
6.2 Specific requirements for competence
6.3 Demonstration of initial competence
6.4 Demonstration of continuing competence
7 Experience
7.1 General
7.2 Constitution of experience
7.3 Experience requirements
8 Claiming conformity
8.1 Presentation of claim
8.2 Scope of claim
8.3 Basis of claim
8.4 Identification of the basis of claim
Annex A (informative) Scottish credit and qualifications
framework level descriptors
Defines the personal financial planning process and specifies ethical behaviour, competences and experience requirements for personal financial planners.
| Committee |
W/-
|
| DevelopmentNote |
Supersedes 03/116070 DC. (04/2006) Also available as part of Financial Advice and Planning Package (BS 8577:2012 + BS ISO 22222:2005). (06/2012)
|
| DocumentType |
Standard
|
| Pages |
38
|
| PublisherName |
British Standards Institution
|
| Status |
Current
|
| Supersedes |
This International Standard defines the personal financial planning process and specifies ethical behaviour, competences and experience requirements for personal financial planners.
This International Standard is applicable to all personal financial planners regardless of their employment status.
This International Standard describes and addresses the various methods of conformity assessment and specifies requirements applying to each of them.
| Standards | Relationship |
| ISO 22222:2005 | Identical |
| BS 9222:2007 | Personal financial planning. Guidance on the application of BS ISO 22222 and assessment of compliance |
| 06/30143813 DC : DRAFT MAY 2006 | BS 9222 - PERSONAL FINANCIAL PLANNING - GUIDANCE ON THE APPLICATION OF BS ISO 22222 AND ASSESSMENT OF COMPLIANCE |
| 10/30210204 DC : 0 | BS 8453 - FINANCIAL SERVICES COMPLIANCE - FRAMEWORK |
| BS 8577:2012 | Framework for the provision of financial advice and planning services. Specification |
| 12/30248292 DC : 0 | BS 8577 - FRAMEWORK FOR THE PROVISION OF FINANCIAL ADVICE AND PLANNING SERVICES - SPECIFICATION |
| BS 8453:2011 | Compliance framework for regulated financial services firms. Specification |
| ISO/IEC 17000:2004 | Conformity assessment Vocabulary and general principles |
| ISO/IEC 17024:2012 | Conformity assessment — General requirements for bodies operating certification of persons |
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